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Cobit: Monitoring (4 of 4)

August 13, 2008
tags:

1. Monitor the Processes

  • Collecting monitoring data

  • Assessing performance

  • Assessing customer satisfaction

  • Management reporting

2. Assess Internal Control Adequacy

  • Internal control monitoring

  • Timely operation of internal controls

  • Internal control level reporting

  • Operational security and internal control assurance

3. Obtain Independent Assurance

  • Independent security and internal control certification/accreditation of IT services

  • Independent security and internal control certification/accreditation of third-party service providers

  • Independent effectiveness evaluation of IT services

  • Independent effectiveness evaluation of third-party service providers

  • Independent assurance of compliance with laws and regulatory requirements and contractual commitments

  • Independent assurance of compliance with laws and regulatory requirements and contractual commitments by third-party service providers

  • Competence of independent assurance function

  • Proactive audit involvement

4. Provide for Independent Audit

  • Audit charter

  • Independence

  • Professional ethics and standards

  • Competence

  • Planning

  • Performance of audit work

  • Reporting

  • Follow-up activities

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